Wolff & Samson has successfully defended firms in the securities industry against claims made by customers for investment losses, including claims alleging unsuitability, churning, unauthorized trading, misrepresentation, fraud, breach of contract and fiduciary duty, and a failure to supervise.

During the course of our representation the Firm has handled claims involving a variety of investment products, including equities, bonds, mutual funds, options, and variable and fixed annuities.

As an additional service also offered to our clients, we have experience seeking expungement of the customer claims from records maintained with the Central Registration Depository.